Concepts / Realizable and Nonrealizable Learning

Realizable and Nonrealizable Learning

A finite-class analysis follows a short chain: identify H, determine |H|, identify whether learning is realizable or nonrealizable, and then substitute the matching value of c into the finite-class bound.

  • Programming
Interactive lab

Try it: Empirical Risk Minimization

How ERM picks the hypothesis in a finite class H with the smallest empirical risk on a random sample , how far its true risk can be from , how often ERM misses ε over many samples compared with the finite-class sample-complexity bounds, and how a richer class trades approximation error for estimation error until memorising the sample overfits.

How it works

  1. D is known: x is uniform over n points in [0, 1] and its label is a target rule f (a threshold or an interval), flipped with probability η; so every can be computed exactly.
  2. Draw : independent labelled examples from a seeded random stream.
  3. For every h in H (thresholds or intervals on a grid, listed in order), count its mistakes on S to get , and compute its true risk from . For the class of all functions, ERM simply memorises S: the majority label at each seen point, 0 elsewhere.
  4. ERM returns , the first hypothesis with the smallest . Compare with , and split into plus .
  5. Repeat with R fresh samples and count how often . The finite-class bound says (realizable, ) or (agnostic, ) keeps that frequency at most δ.
  6. Run the same samples through richer and richer classes: falls, the average rises, and memorising (all functions) reaches small with a large .

Default run (16 steps): D: x uniform over 20 points in [0, 1], label f(x) = 1[x >= 0.4] flipped with probability η = 0.1. H = thresholds on the grid i/10, |H| = 11. The learner never sees D; it gets S ~ Dm with m = 20. … Richer classes on the same 200 samples: ε_app falls from 0.42 (thresholds, k = 1) to 0.1 (all functions), while the average ε_est rises to 0.2282 for all functions (average LS 0.0617). Lowest average LD(hS): thresholds, k = 5 (0.1136).

Simplified: A toy domain of 8-40 equally likely points on a line, a target that is a threshold or an interval, and symmetric label noise, so is an exact finite sum rather than an integral over a continuous distribution. Hypotheses are thresholds or intervals with endpoints on a grid i/k, or all functions on the n points. ERM ties are broken towards the first hypothesis in listing order (for all functions: towards label 0), where the textbook allows any minimiser. Failure frequencies come from at most 400 seeded samples, so they estimate the probability rather than compute it; the bounds use the natural logarithm.

Educational simulation

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The Choice Before the Bound

When analyzing empirical risk minimization over a finite hypothesis class, the first important question is not how many examples you have. It is which learning case you are in. If some hypothesis in the class achieves zero training error in the intended realizable setting, use c = 1. If every hypothesis makes errors in the nonrealizable setting, use c = 2. The same class can therefore receive different sample-complexity treatment depending on the learning case.

Key point

A finite-class analysis follows a short chain: identify H, determine |H|, identify whether learning is realizable or nonrealizable, and then substitute the matching value of c into the finite-class bound.

What Makes a Class Finite

A finite hypothesis class is a class containing a limited number of available predictors. Its hypotheses may be different rules, models, or predictors, but the total number of possibilities is finite. We write the class as H and its number of hypotheses as |H|. The finite-class analysis uses this count to bound how many examples are sufficient for learning.

One common reason a class is finite is that the representations used to describe its hypotheses are bounded. If only a limited collection of representations is allowed, only a limited collection of predictors can be formed. The analysis does not require the class to be small in an everyday sense; it requires the number of hypotheses to be limited.

BoundedrepresentationsAvailable hypothesesHFinite class size|H|limitscan be counted
How can bounded representations produce a finite set of possible predictors?
In the real world

Generated example: suppose a learning problem permits only a fixed list of candidate predictors. The class is finite because each candidate can be counted, and the total count is |H|. The important step is not to estimate the class informally but to identify the number of available hypotheses.

Candidate Rules You Can Count

Generated example: consider a class made from a finite list of candidate threshold rules. Each candidate threshold defines one hypothesis, so the class consists of the individual rules in that list. If the list contains a limited number of candidates, the resulting hypothesis class is finite and its size is the number of candidates.

h1candidate threshold 1|H|number of candidatesh2candidate threshold 2h3candidate threshold 3counts towardcounts towardcounts toward
How can individual hypotheses in a finite class be enumerated?
Key point

The threshold example is finite because the candidate rules are restricted to a limited list. The finite-class result applies after the available hypotheses have been identified and counted.

Realizable Versus Nonrealizable Learning

In the realizable case, the learning setting assumes that some hypothesis achieves zero training error. In the nonrealizable case, every hypothesis makes errors, so zero training error is not available within the class. The finite-class analysis distinguishes these cases with the constant c: c = 1 for realizable learning and c = 2 for nonrealizable learning.

Realizable learningsome h has zero trainingerrorc = 1use in the boundNonrealizablelearningevery h makes errorsc = 2use in the boundselectsselects
How do the assumptions, error guarantees, and required sample-size calculations differ between realizable and nonrealizable learning?
FeatureRealizable caseNonrealizable case
Hypothesis assumptionSome hypothesis achieves zero training errorEvery hypothesis makes errors
Value of c12
Use of the finite-class boundSubstitute c = 1Substitute c = 2

The same finite hypothesis class can be analyzed differently after the learning case is identified.

Applying the Finite-Class Bound

The finite-class sample-complexity bound uses the size of the hypothesis class, the target accuracy ε, the confidence parameter δ, and a case-dependent constant c. The source specifies c = 1 for realizable learning and c = 2 for nonrealizable learning. Because the exact displayed equation is not included in the source pack, the safe application procedure is to identify every input and substitute the correct c without replacing the bound with an invented formula.

Worked example

Selecting the Correct Case

Generated example: a finite class H contains 1,000 hypotheses. The requested accuracy is ε and the requested confidence is δ. Determine which case constant belongs in the finite-class sample-complexity bound when a hypothesis achieves zero training error, and when no hypothesis has zero training error.

  1. 1
    Identify the class size

    The class-size input is |H| = 1,000.

  2. 2
    Identify the learning case

    If some hypothesis achieves zero training error, the setting is realizable. If every hypothesis makes errors, the setting is nonrealizable.

  3. 3
    Select c

    Use c = 1 in the realizable case and c = 2 in the nonrealizable case.

  4. 4
    Substitute the remaining inputs

    Use the identified |H|, the requested ε, the requested δ, and the selected value of c in the finite-class bound.

Result

The class size is the same in both analyses, but the case constant changes from c = 1 to c = 2 when moving from realizable to nonrealizable learning.

Identify H|H|count hypothesesLearning caserealizable or nonrealizablec1 or 2Sample-complexityboundalso uses ε and δcountthen identifyselectsubstitute with |H|, ε, δ
What sequence of decisions is needed before using the finite-class sample-complexity bound?

Why Class Size Matters Mildly

The important structural feature of the finite-class bound is the logarithm around the class size. When |H| grows, the sample complexity does not grow in direct proportion to the number of hypotheses. Instead, the contribution from the class size grows logarithmically. This is why even a very large finite class can have a comparatively mild contribution to the number of required samples.

Very large |H|Direct dependencewould track |H|Logarithmicdependencetracks log of |H|not the stated finite-class behaviorused by the bound
What happens to the class-size contribution when the number of hypotheses becomes very large?
Worked example

Reading a Large Class-Size Contribution

Generated example: suppose a displayed finite-class bound contains a class-size contribution represented by 10,000 rather than by 2^10,000. What lesson does this illustrate?

  1. 1
    Compare the quantities

    The number 2^10,000 is the size of a very large class in this example, while 10,000 is its logarithmic contribution in the displayed bound.

  2. 2
    Interpret the bound

    The sample-complexity contribution is based on the logarithm of the class size, not on the full class size itself.

Result

A finite class can contain an extremely large number of predictors while contributing a comparatively mild class-size term to the sample complexity.

Mistakes in Case Selection

  • Common mistake

    Using the same value of c in both learning cases.

    What it looks like

    Applying c = 1 even when every hypothesis makes errors.

    Why it fails

    The finite-class analysis specifies c = 1 for realizable learning and c = 2 for nonrealizable learning.

    Do this instead

    Determine the learning case before substituting c.

  • Common mistake

    Treating a large finite class as if it automatically required a proportionally large sample.

    What it looks like

    Assuming that doubling the number of hypotheses doubles the class-size contribution in the bound.

    Why it fails

    The class-size dependence is logarithmic rather than directly proportional.

    Do this instead

    Look for the logarithmic class-size contribution when interpreting the bound.

  • Common mistake

    Calling a class finite without identifying what is being counted.

    What it looks like

    Saying that a collection of predictors is finite without identifying H or |H|.

    Why it fails

    The analysis begins by identifying the hypothesis class and its size.

    Do this instead

    Name H and count the available hypotheses to obtain |H|.

  • Common mistake

    Ignoring ε and δ when applying the bound.

    What it looks like
    Using only |H| and c.
    Why it fails

    The finite-class bound depends on the class size, accuracy parameter ε, confidence parameter δ, and the learning case.

    Do this instead

    Record |H|, ε, δ, and c before applying the bound.

Check Your Reasoning

MEDIUM

Generated practice: A hypothesis class contains a limited list of predictors. In one analysis, a hypothesis achieves zero training error. In a second analysis, every hypothesis makes errors. For each analysis, identify whether it is realizable or nonrealizable, choose c, and list the other quantities that must be supplied before applying the finite-class sample-complexity bound.

Hints
  • Start by naming the class H and its size |H|.
  • Zero training error for some hypothesis identifies the realizable case.
  • The bound also requires ε and δ.

What do you think happens?

A finite hypothesis class is analyzed once in the realizable case and once in the nonrealizable case. Does the value of c stay the same?

  • Yes, because the hypothesis class is unchanged

  • No, it is 1 in the realizable case and 2 in the nonrealizable case

Reveal answer
Answer:

No, it is 1 in the realizable case and 2 in the nonrealizable case.

The value of c is determined by the learning case, not only by the identity or size of the hypothesis class.

A Reliable Analysis Routine

  1. 1
    Identify the hypothesis class H.
  2. 2
    Count its available hypotheses to determine |H|.
  3. 3
    Record the requested accuracy ε and confidence parameter δ.
  4. 4
    Decide whether the setting is realizable or nonrealizable.
  5. 5
    Set c = 1 for realizable learning or c = 2 for nonrealizable learning.
  6. 6
    Substitute all identified quantities into the finite-class sample-complexity bound.
  7. 7
    Interpret the class-size contribution logarithmically rather than as direct proportional growth.

This routine separates two ideas that are easy to confuse: the number of hypotheses and the quality of the learning setting. The number of hypotheses determines |H|, while the realizable or nonrealizable assumption determines c. Keeping those roles separate makes the finite-class analysis systematic.

Key Takeaways

  • A finite hypothesis class contains a limited number of available predictors, represented by H with size |H|.
  • Finite-class sample-complexity analysis uses |H|, ε, δ, and a case-dependent constant c.
  • Use c = 1 for realizable learning and c = 2 for nonrealizable learning.
  • The class-size contribution is logarithmic, so a very large finite class does not increase the bound in direct proportion to its number of hypotheses.
  • A reliable workflow is to identify H, count |H|, determine the learning case, choose c, and then apply the bound.

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